The Securities Industry in Malaysia: Special Reference to KLSE and the Regulatory Functions of the Securities Commission
This paper deals with the securities industry in Malaysia, in particular the Kuala Lumpur Stock Exchange (KLSE), the new exchange, MESDAQ, which is yet to be established, and the development of the Securities Commission (SC) as the regulatory body supervising the development of the capital market...
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| Format: | Project Paper Report |
| Language: | English English |
| Published: |
1997
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| Subjects: | |
| Online Access: | http://psasir.upm.edu.my/id/eprint/7898/ http://psasir.upm.edu.my/id/eprint/7898/1/GSM_1997_15_A.pdf |
| _version_ | 1848840722621399040 |
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| author | Yong, Soon Ching |
| author_facet | Yong, Soon Ching |
| author_sort | Yong, Soon Ching |
| building | UPM Institutional Repository |
| collection | Online Access |
| description | This paper deals with the securities industry in Malaysia, in particular the Kuala
Lumpur Stock Exchange (KLSE), the new exchange, MESDAQ, which is yet to be
established, and the development of the Securities Commission (SC) as the
regulatory body supervising the development of the capital market in Malaysia
The role of SROs (Self-Regulatory Organisations) will also be examined, in
particular the KLSE. The steps taken to achieve a full-disclosure regulatory
environment will also be examined, in particular the frontline self-regulated
organisations.
The regulatory structure overseeing the capital market in MalaYSia will also be
examined as will the relevant legislation governing the role of the SC , in the
context of law reform and the effectiveness of enforcement actions taken thus far.
The overall benefit of this paper lies in its introductory nature into the securities
industry in Malaysia and its treatment on the KLSE as well as the sc. |
| first_indexed | 2025-11-15T07:31:52Z |
| format | Project Paper Report |
| id | upm-7898 |
| institution | Universiti Putra Malaysia |
| institution_category | Local University |
| language | English English |
| last_indexed | 2025-11-15T07:31:52Z |
| publishDate | 1997 |
| recordtype | eprints |
| repository_type | Digital Repository |
| spelling | upm-78982011-07-25T05:34:02Z http://psasir.upm.edu.my/id/eprint/7898/ The Securities Industry in Malaysia: Special Reference to KLSE and the Regulatory Functions of the Securities Commission Yong, Soon Ching This paper deals with the securities industry in Malaysia, in particular the Kuala Lumpur Stock Exchange (KLSE), the new exchange, MESDAQ, which is yet to be established, and the development of the Securities Commission (SC) as the regulatory body supervising the development of the capital market in Malaysia The role of SROs (Self-Regulatory Organisations) will also be examined, in particular the KLSE. The steps taken to achieve a full-disclosure regulatory environment will also be examined, in particular the frontline self-regulated organisations. The regulatory structure overseeing the capital market in MalaYSia will also be examined as will the relevant legislation governing the role of the SC , in the context of law reform and the effectiveness of enforcement actions taken thus far. The overall benefit of this paper lies in its introductory nature into the securities industry in Malaysia and its treatment on the KLSE as well as the sc. 1997 Project Paper Report NonPeerReviewed application/pdf en http://psasir.upm.edu.my/id/eprint/7898/1/GSM_1997_15_A.pdf Yong, Soon Ching (1997) The Securities Industry in Malaysia: Special Reference to KLSE and the Regulatory Functions of the Securities Commission. [Project Paper Report] Securities industry - Malaysia English |
| spellingShingle | Securities industry - Malaysia Yong, Soon Ching The Securities Industry in Malaysia: Special Reference to KLSE and the Regulatory Functions of the Securities Commission |
| title | The Securities Industry in Malaysia: Special Reference to KLSE and the Regulatory Functions of the Securities Commission |
| title_full | The Securities Industry in Malaysia: Special Reference to KLSE and the Regulatory Functions of the Securities Commission |
| title_fullStr | The Securities Industry in Malaysia: Special Reference to KLSE and the Regulatory Functions of the Securities Commission |
| title_full_unstemmed | The Securities Industry in Malaysia: Special Reference to KLSE and the Regulatory Functions of the Securities Commission |
| title_short | The Securities Industry in Malaysia: Special Reference to KLSE and the Regulatory Functions of the Securities Commission |
| title_sort | securities industry in malaysia: special reference to klse and the regulatory functions of the securities commission |
| topic | Securities industry - Malaysia |
| url | http://psasir.upm.edu.my/id/eprint/7898/ http://psasir.upm.edu.my/id/eprint/7898/1/GSM_1997_15_A.pdf |