Skip to content
VuFind
All Fields
Title
Author
Subject
Call Number
ISBN/ISSN
Tag
Find
Advanced
Short sale developments: “clos...
Holdings
Cite this
Export Record
Export to RefWorks
Export to EndNoteWeb
Export to EndNote
Short sale developments: “close‐out” requirement made permanent and additional regulatory initiatives expected from the Securities and Exchange Commission
Bibliographic Details
Main Authors:
Soo J., Yim
,
Timothy F., Silva
,
Stephanie, Nicolas
,
Tiffany J., Smith
Format:
text
Language:
eng
Published:
Emerald
2009
Subjects:
Securities,Regulation,Laws and legislation,United States of America
Holdings
Description
Similar Items
Staff View
Similar Items
Court holds that adviser recommending that its clients invest in Bayou Funds, which turned out to be Ponzi schemes, is not liable for violating Federal Securities Antifraud Statute
by: Thomas, Cauley, et al.
Published: (2009)
FINRA issues proposed rules on securities lending, permissible use of customer securities and callable securities
by: Jessica, Forbes, et al.
Published: (2010)
The sleeping watch dog: aka the Securities and Exchange Commission
by: Frank S., Perri, et al.
Published: (2011)
Tax‐deferred exchanges of farmland: theory and evidence from federal tax data
by: James M., Williamson, et al.
Published: (2010)
Has the Security and Exchange Commission’s Rule 421 made mutual fund prospectuses more accessible?
by: Don T., Johnson
Published: (2004)
×
Loading...