Market abuse and insider dealing
| Main Authors: | , , , |
|---|---|
| Format: | Book |
| Language: | English |
| Published: |
Haywards Heath, West Sussex :
Bloomsbury Professional ,
c2016
|
| Edition: | 3rd ed |
| Subjects: |
Table of Contents:
- 1. The nature of insider dealing and market abuse
- 2. Insider dealing : the civil law
- 3. The main offences of insider dealing - dealing on the basis of inside information
- 4. The market abuse regime
- 5. FSMA criminalo offences of market manipulation
- 6. Fraud and financial crime
- 7. Anti-money laundering and proceeds of crime
- 8. Conflicts of interest
- 9. Issuer disclosure and liability
- 10. Information gathering
- 11. Investigations
- 12. Enforcement issues
- 13. Compliance procedures and systems
- 14. Personal liability of senior managers and compliance officers
- 15. Control liability
- 16. The impact of other laws : domestic and overseas