Licensing handbook

Bibliographic Details
Corporate Author: Securities Commission Malaysia
Format: Book
Language:English
Published: Kuala Lumpur : Securities Commission , c2008
Table of Contents:
  • 1. Introduction
  • 2. Licences under the CMSA
  • 3. Registered persons
  • 4. Licensing criteria
  • 5. Licensing criteria for an individual applying for a CMSL to carry on financial planning
  • 6. Application procedures and fees
  • 7. Conditions and restrictions of licence
  • 8. Continuing professional education (CPE) programme
  • 9. Treatment of existing licence holders