Agency and strategic contracts: theory and evidence from R&D agreements in the pharmaceutical industry

We examine the use of strategic rights in research and development (R&D) agreements between a client and an agent, when an entrant may compete with the client for the license of non-contracted discoveries developed by the agent. The agent puts effort either in the contracted project, or into oth...

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Main Authors: Guo, Di, Hua, Xinyu, Jiang, Kun
Format: Article
Published: Elsevier 2017
Subjects:
Online Access:https://eprints.nottingham.ac.uk/50063/
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author Guo, Di
Hua, Xinyu
Jiang, Kun
author_facet Guo, Di
Hua, Xinyu
Jiang, Kun
author_sort Guo, Di
building Nottingham Research Data Repository
collection Online Access
description We examine the use of strategic rights in research and development (R&D) agreements between a client and an agent, when an entrant may compete with the client for the license of non-contracted discoveries developed by the agent. The agent puts effort either in the contracted project, or into other R&D activities which can result in non-contracted discoveries. Strategic rights help the client and the agent extract rent from the entrant, and also motivate the agent to place effort into the contracted project. Accordingly, firms are more likely to adopt strategic rights when the likelihood of entry is larger. Moreover, strategic rights and termination rights are substitutes in mitigating agency problems. By investigating R&D agreements between pharmaceutical clients and bio-tech agents, we find consistent evidence of the positive impact of entry threat on the use of strategic rights, as well as evidence of the substitution between strategic rights and termination rights.
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spelling nottingham-500632020-05-04T19:09:49Z https://eprints.nottingham.ac.uk/50063/ Agency and strategic contracts: theory and evidence from R&D agreements in the pharmaceutical industry Guo, Di Hua, Xinyu Jiang, Kun We examine the use of strategic rights in research and development (R&D) agreements between a client and an agent, when an entrant may compete with the client for the license of non-contracted discoveries developed by the agent. The agent puts effort either in the contracted project, or into other R&D activities which can result in non-contracted discoveries. Strategic rights help the client and the agent extract rent from the entrant, and also motivate the agent to place effort into the contracted project. Accordingly, firms are more likely to adopt strategic rights when the likelihood of entry is larger. Moreover, strategic rights and termination rights are substitutes in mitigating agency problems. By investigating R&D agreements between pharmaceutical clients and bio-tech agents, we find consistent evidence of the positive impact of entry threat on the use of strategic rights, as well as evidence of the substitution between strategic rights and termination rights. Elsevier 2017-09-30 Article PeerReviewed Guo, Di, Hua, Xinyu and Jiang, Kun (2017) Agency and strategic contracts: theory and evidence from R&D agreements in the pharmaceutical industry. International Journal of Industrial Organization, 54 . pp. 37-64. ISSN 1873-7986 Agency; Entry threat; Strategic right; Termination https://doi.org/10.1016/j.ijindorg.2017.06.007 doi:10.1016/j.ijindorg.2017.06.007 doi:10.1016/j.ijindorg.2017.06.007
spellingShingle Agency; Entry threat; Strategic right; Termination
Guo, Di
Hua, Xinyu
Jiang, Kun
Agency and strategic contracts: theory and evidence from R&D agreements in the pharmaceutical industry
title Agency and strategic contracts: theory and evidence from R&D agreements in the pharmaceutical industry
title_full Agency and strategic contracts: theory and evidence from R&D agreements in the pharmaceutical industry
title_fullStr Agency and strategic contracts: theory and evidence from R&D agreements in the pharmaceutical industry
title_full_unstemmed Agency and strategic contracts: theory and evidence from R&D agreements in the pharmaceutical industry
title_short Agency and strategic contracts: theory and evidence from R&D agreements in the pharmaceutical industry
title_sort agency and strategic contracts: theory and evidence from r&d agreements in the pharmaceutical industry
topic Agency; Entry threat; Strategic right; Termination
url https://eprints.nottingham.ac.uk/50063/
https://eprints.nottingham.ac.uk/50063/
https://eprints.nottingham.ac.uk/50063/