Tackling the sustainability iceberg: a transaction cost economics approach to lower tier sustainability management

Purpose – This article investigates how buying firms manage their lower tier sustainability management (LTSM) in their supply networks and what contextual factors influence the choice of approaches. As most of the environmental and social burden is caused in lower tiers we use the iceberg analogy....

Full description

Bibliographic Details
Main Authors: Meinlschmidt, Jan, Schleper, Martin C., Foerstl, Kai
Format: Article
Language:English
Published: Emerald 2018
Subjects:
Online Access:https://eprints.nottingham.ac.uk/48803/
_version_ 1848797851430158336
author Meinlschmidt, Jan
Schleper, Martin C.
Foerstl, Kai
author_facet Meinlschmidt, Jan
Schleper, Martin C.
Foerstl, Kai
author_sort Meinlschmidt, Jan
building Nottingham Research Data Repository
collection Online Access
description Purpose – This article investigates how buying firms manage their lower tier sustainability management (LTSM) in their supply networks and what contextual factors influence the choice of approaches. As most of the environmental and social burden is caused in lower tiers we use the iceberg analogy. Design/methodology/approach – Findings from 12 case studies and 53 interviews, publicly available and internal firm data are presented. In an abductive research approach, Transaction Cost Economics (TCE) conceptually guides the analytical iteration processes between theory and data. Findings – This study provides eight LTSM approaches grouped into three categories: direct (holistic, product-, region-, and event-specific) indirect (multiplier-, alliance-, and compliance-based) and neglect (tier-1-based). Focal firms choose between these approaches depending on the strength of observed contextual factors (stakeholder salience, structural supply network complexity, product and industry salience, past supply network incidents, socio-economic and cultural distance and lower tier supplier dependency), leading to perceived sustainability risk (PSR). Research limitations/implications – By depicting TCE’s theoretical boundaries in predicting LTSM governance modes, the theory is elevated to the supply network level of analysis. Future research should investigate LTSM at the purchasing category level of analysis to compare and contrast PSR profiles for different purchase tasks and to validate and extend the framework. Practical implications – This study serves as a blueprint for the development of firms’ LTSM capabilities that suit their unique PSR profiles. It offers knowledge regarding what factors influence these profiles and presents a model that links the effectiveness of different LTSM approaches to resource intensity. Originality/value – This study extends the application of TCE and adds empirically to the literature on multi-tier and sustainable supply chain management.
first_indexed 2025-11-14T20:10:27Z
format Article
id nottingham-48803
institution University of Nottingham Malaysia Campus
institution_category Local University
language English
last_indexed 2025-11-14T20:10:27Z
publishDate 2018
publisher Emerald
recordtype eprints
repository_type Digital Repository
spelling nottingham-488032020-05-08T09:30:21Z https://eprints.nottingham.ac.uk/48803/ Tackling the sustainability iceberg: a transaction cost economics approach to lower tier sustainability management Meinlschmidt, Jan Schleper, Martin C. Foerstl, Kai Purpose – This article investigates how buying firms manage their lower tier sustainability management (LTSM) in their supply networks and what contextual factors influence the choice of approaches. As most of the environmental and social burden is caused in lower tiers we use the iceberg analogy. Design/methodology/approach – Findings from 12 case studies and 53 interviews, publicly available and internal firm data are presented. In an abductive research approach, Transaction Cost Economics (TCE) conceptually guides the analytical iteration processes between theory and data. Findings – This study provides eight LTSM approaches grouped into three categories: direct (holistic, product-, region-, and event-specific) indirect (multiplier-, alliance-, and compliance-based) and neglect (tier-1-based). Focal firms choose between these approaches depending on the strength of observed contextual factors (stakeholder salience, structural supply network complexity, product and industry salience, past supply network incidents, socio-economic and cultural distance and lower tier supplier dependency), leading to perceived sustainability risk (PSR). Research limitations/implications – By depicting TCE’s theoretical boundaries in predicting LTSM governance modes, the theory is elevated to the supply network level of analysis. Future research should investigate LTSM at the purchasing category level of analysis to compare and contrast PSR profiles for different purchase tasks and to validate and extend the framework. Practical implications – This study serves as a blueprint for the development of firms’ LTSM capabilities that suit their unique PSR profiles. It offers knowledge regarding what factors influence these profiles and presents a model that links the effectiveness of different LTSM approaches to resource intensity. Originality/value – This study extends the application of TCE and adds empirically to the literature on multi-tier and sustainable supply chain management. Emerald 2018-03-05 Article PeerReviewed application/pdf en https://eprints.nottingham.ac.uk/48803/1/tackling%20the%20sustainability.pdf Meinlschmidt, Jan, Schleper, Martin C. and Foerstl, Kai (2018) Tackling the sustainability iceberg: a transaction cost economics approach to lower tier sustainability management. International Journal of Operations & Production Management . ISSN 0144-3577 Case studies lower tier sustainability management multi-tier supply chains sustainability risk sub-suppliers Transaction Cost Economics http://www.emeraldinsight.com/doi/full/10.1108/IJOPM-03-2017-0141 doi:10.1108/IJOPM-03-2017-0141 doi:10.1108/IJOPM-03-2017-0141
spellingShingle Case studies
lower tier sustainability management
multi-tier supply chains
sustainability risk
sub-suppliers
Transaction Cost Economics
Meinlschmidt, Jan
Schleper, Martin C.
Foerstl, Kai
Tackling the sustainability iceberg: a transaction cost economics approach to lower tier sustainability management
title Tackling the sustainability iceberg: a transaction cost economics approach to lower tier sustainability management
title_full Tackling the sustainability iceberg: a transaction cost economics approach to lower tier sustainability management
title_fullStr Tackling the sustainability iceberg: a transaction cost economics approach to lower tier sustainability management
title_full_unstemmed Tackling the sustainability iceberg: a transaction cost economics approach to lower tier sustainability management
title_short Tackling the sustainability iceberg: a transaction cost economics approach to lower tier sustainability management
title_sort tackling the sustainability iceberg: a transaction cost economics approach to lower tier sustainability management
topic Case studies
lower tier sustainability management
multi-tier supply chains
sustainability risk
sub-suppliers
Transaction Cost Economics
url https://eprints.nottingham.ac.uk/48803/
https://eprints.nottingham.ac.uk/48803/
https://eprints.nottingham.ac.uk/48803/