Financial constraints, R&D investment and productivity in U.S. manufacturing firms

The renewed attention to the linkages among financial constraints, R&D spending and innovative performance has been generated by the economic downturn and productivity growth deceleration noted in many of the industrialised countries. This paper contributes to a growing, but still incomplete, li...

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Main Author: zheng, Jing
Format: Dissertation (University of Nottingham only)
Language:English
Published: 2016
Subjects:
Online Access:https://eprints.nottingham.ac.uk/36905/
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author zheng, Jing
author_facet zheng, Jing
author_sort zheng, Jing
building Nottingham Research Data Repository
collection Online Access
description The renewed attention to the linkages among financial constraints, R&D spending and innovative performance has been generated by the economic downturn and productivity growth deceleration noted in many of the industrialised countries. This paper contributes to a growing, but still incomplete, literature related to these issues, making use of 144 listed U.S manufacturing firms over the period from 2008 to 2014. There are three main findings: firstly, external equity financing is only found to have significant effect on financing R&D investment in mature firms; secondly, cash holdings have consistently significant impacts on R&D smoothing, especially in financially constrained firms; lastly, financially constrained firms (young and low dividend pay-out firms) tend to have higher output-R&D elasticity than unconstrained firms (large firms) and cash holdings negatively moderate the firms’ output-R&D elasticity. These findings demonstrate significant linkages between firm’s real investment decisions and corporate liquidity. They also provide a number of related insights, especially the moderating effect of corporate liquidity in input-output model at the firm level.
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spelling nottingham-369052017-10-19T17:06:36Z https://eprints.nottingham.ac.uk/36905/ Financial constraints, R&D investment and productivity in U.S. manufacturing firms zheng, Jing The renewed attention to the linkages among financial constraints, R&D spending and innovative performance has been generated by the economic downturn and productivity growth deceleration noted in many of the industrialised countries. This paper contributes to a growing, but still incomplete, literature related to these issues, making use of 144 listed U.S manufacturing firms over the period from 2008 to 2014. There are three main findings: firstly, external equity financing is only found to have significant effect on financing R&D investment in mature firms; secondly, cash holdings have consistently significant impacts on R&D smoothing, especially in financially constrained firms; lastly, financially constrained firms (young and low dividend pay-out firms) tend to have higher output-R&D elasticity than unconstrained firms (large firms) and cash holdings negatively moderate the firms’ output-R&D elasticity. These findings demonstrate significant linkages between firm’s real investment decisions and corporate liquidity. They also provide a number of related insights, especially the moderating effect of corporate liquidity in input-output model at the firm level. 2016-09-15 Dissertation (University of Nottingham only) NonPeerReviewed application/pdf en https://eprints.nottingham.ac.uk/36905/1/Financial%20constraints%2C%20R%26D%20investment%20and%20productivity%20in%20U.S.%20manufacturing%20firms.pdf zheng, Jing (2016) Financial constraints, R&D investment and productivity in U.S. manufacturing firms. [Dissertation (University of Nottingham only)] R&D investment financial constraints productivity cash holdings
spellingShingle R&D investment
financial constraints
productivity
cash holdings
zheng, Jing
Financial constraints, R&D investment and productivity in U.S. manufacturing firms
title Financial constraints, R&D investment and productivity in U.S. manufacturing firms
title_full Financial constraints, R&D investment and productivity in U.S. manufacturing firms
title_fullStr Financial constraints, R&D investment and productivity in U.S. manufacturing firms
title_full_unstemmed Financial constraints, R&D investment and productivity in U.S. manufacturing firms
title_short Financial constraints, R&D investment and productivity in U.S. manufacturing firms
title_sort financial constraints, r&d investment and productivity in u.s. manufacturing firms
topic R&D investment
financial constraints
productivity
cash holdings
url https://eprints.nottingham.ac.uk/36905/