Pooling, tranching, and credit expansion

Traditionally banks have used securitization for expanding credit and thus their profitability. It has been well documented that, at least before the 2008 crisis, many banks were keeping a high proportion of the securities that they created on their own balance-sheets. Those securities retained incl...

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Main Author: Bougheas, Spiros
Format: Article
Published: Oxford University Press 2014
Online Access:https://eprints.nottingham.ac.uk/36132/
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author Bougheas, Spiros
author_facet Bougheas, Spiros
author_sort Bougheas, Spiros
building Nottingham Research Data Repository
collection Online Access
description Traditionally banks have used securitization for expanding credit and thus their profitability. It has been well documented that, at least before the 2008 crisis, many banks were keeping a high proportion of the securities that they created on their own balance-sheets. Those securities retained included both the high-risk ‘equity’ tranche and the low-risk AAA-rated tranche. This paper builds a simple model of securitization that accounts for the above retention strategies. Banks in the model retained the equity tranche as skin in the game in order to mitigate moral hazard concerns while they post the low-risk tranche as collateral in order to take advantage of the yield curve. When variations in loan quality are introduced the predicted retention strategies match well those found in empirical studies.
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spelling nottingham-361322020-05-04T16:43:38Z https://eprints.nottingham.ac.uk/36132/ Pooling, tranching, and credit expansion Bougheas, Spiros Traditionally banks have used securitization for expanding credit and thus their profitability. It has been well documented that, at least before the 2008 crisis, many banks were keeping a high proportion of the securities that they created on their own balance-sheets. Those securities retained included both the high-risk ‘equity’ tranche and the low-risk AAA-rated tranche. This paper builds a simple model of securitization that accounts for the above retention strategies. Banks in the model retained the equity tranche as skin in the game in order to mitigate moral hazard concerns while they post the low-risk tranche as collateral in order to take advantage of the yield curve. When variations in loan quality are introduced the predicted retention strategies match well those found in empirical studies. Oxford University Press 2014-04-01 Article PeerReviewed Bougheas, Spiros (2014) Pooling, tranching, and credit expansion. Oxford Economic Papers, 66 (2). pp. 557-579. ISSN 0030-7653 http://oep.oxfordjournals.org/content/66/2/557.full doi:10.1093/oep/gpt029 doi:10.1093/oep/gpt029
spellingShingle Bougheas, Spiros
Pooling, tranching, and credit expansion
title Pooling, tranching, and credit expansion
title_full Pooling, tranching, and credit expansion
title_fullStr Pooling, tranching, and credit expansion
title_full_unstemmed Pooling, tranching, and credit expansion
title_short Pooling, tranching, and credit expansion
title_sort pooling, tranching, and credit expansion
url https://eprints.nottingham.ac.uk/36132/
https://eprints.nottingham.ac.uk/36132/
https://eprints.nottingham.ac.uk/36132/