A Study of Derivatives Usage in the UK Unit Trusts

This paper study the derivatives use by the most popular unit trusts among domestic equity and fixed interest categories in the UK between July 2004 and June 2007. As investors love winning trusts that have good performance, the objective of this paper is to investigate whether winning trusts employ...

Full description

Bibliographic Details
Main Author: Xia, Chong
Format: Dissertation (University of Nottingham only)
Language:English
Published: 2007
Online Access:https://eprints.nottingham.ac.uk/21523/
_version_ 1848792262429900800
author Xia, Chong
author_facet Xia, Chong
author_sort Xia, Chong
building Nottingham Research Data Repository
collection Online Access
description This paper study the derivatives use by the most popular unit trusts among domestic equity and fixed interest categories in the UK between July 2004 and June 2007. As investors love winning trusts that have good performance, the objective of this paper is to investigate whether winning trusts employ derivatives more and what determine their derivatives usage. Moreover, due to the non-linear pay-off structure of derivatives and their theoretical functions in cost efficient and risk hedging, the research question whether derivatives usage has impact on risk profile of unit trusts as well as their performances is also examined. By applying one Logit regression model, the size and age are found significantly related to the decision to use derivatives. Also it is found that one third of the popular unit trusts use derivatives, which is higher than the results from prior papers that use normal sample. Through traditional risk-adjusted performance measure, Jensen's alpha and Sharpe Ratio, the whole sample show superior performance significantly. However, there is no evidence to exhibit that it is the use of derivatives that improve the performance of these popular unit trusts.
first_indexed 2025-11-14T18:41:36Z
format Dissertation (University of Nottingham only)
id nottingham-21523
institution University of Nottingham Malaysia Campus
institution_category Local University
language English
last_indexed 2025-11-14T18:41:36Z
publishDate 2007
recordtype eprints
repository_type Digital Repository
spelling nottingham-215232018-01-19T09:43:39Z https://eprints.nottingham.ac.uk/21523/ A Study of Derivatives Usage in the UK Unit Trusts Xia, Chong This paper study the derivatives use by the most popular unit trusts among domestic equity and fixed interest categories in the UK between July 2004 and June 2007. As investors love winning trusts that have good performance, the objective of this paper is to investigate whether winning trusts employ derivatives more and what determine their derivatives usage. Moreover, due to the non-linear pay-off structure of derivatives and their theoretical functions in cost efficient and risk hedging, the research question whether derivatives usage has impact on risk profile of unit trusts as well as their performances is also examined. By applying one Logit regression model, the size and age are found significantly related to the decision to use derivatives. Also it is found that one third of the popular unit trusts use derivatives, which is higher than the results from prior papers that use normal sample. Through traditional risk-adjusted performance measure, Jensen's alpha and Sharpe Ratio, the whole sample show superior performance significantly. However, there is no evidence to exhibit that it is the use of derivatives that improve the performance of these popular unit trusts. 2007 Dissertation (University of Nottingham only) NonPeerReviewed application/pdf en https://eprints.nottingham.ac.uk/21523/1/MAlixcx1.pdf Xia, Chong (2007) A Study of Derivatives Usage in the UK Unit Trusts. [Dissertation (University of Nottingham only)] (Unpublished)
spellingShingle Xia, Chong
A Study of Derivatives Usage in the UK Unit Trusts
title A Study of Derivatives Usage in the UK Unit Trusts
title_full A Study of Derivatives Usage in the UK Unit Trusts
title_fullStr A Study of Derivatives Usage in the UK Unit Trusts
title_full_unstemmed A Study of Derivatives Usage in the UK Unit Trusts
title_short A Study of Derivatives Usage in the UK Unit Trusts
title_sort study of derivatives usage in the uk unit trusts
url https://eprints.nottingham.ac.uk/21523/