Penalty approach to a nonlinear obstacle problem governing American put option valuation under transaction costs

We propose a penalty method for a finite-dimensional nonlinear complementarity problem (NCP) arising from the discretization of the infinite-dimensional free boundary/obstacle problem governing the valuation of American options under transaction costs. In this method, the NCP is approximated by a sy...

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Main Authors: Lesmana, D., Wang, Song
Format: Journal Article
Published: Elsevier 2015
Subjects:
Online Access:http://hdl.handle.net/20.500.11937/46891
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author Lesmana, D.
Wang, Song
author_facet Lesmana, D.
Wang, Song
author_sort Lesmana, D.
building Curtin Institutional Repository
collection Online Access
description We propose a penalty method for a finite-dimensional nonlinear complementarity problem (NCP) arising from the discretization of the infinite-dimensional free boundary/obstacle problem governing the valuation of American options under transaction costs. In this method, the NCP is approximated by a system of nonlinear equations containing a power penalty term. We show that the mapping involved in the system is continuous and strongly monotone. Thus, the unique solvability of both the NCP and the penalty equation and the exponential convergence of the solution to the penalty equation to that of the NCP are guaranteed by an existing theory. Numerical results will be presented to demonstrate the convergence rates and usefulness of this penalty method.
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spelling curtin-20.500.11937-468912017-09-13T14:03:56Z Penalty approach to a nonlinear obstacle problem governing American put option valuation under transaction costs Lesmana, D. Wang, Song American option pricing Convergence Nonlinear Black–Scholes operator Nonlinear complementarity problem Penalty method Obstacle problem We propose a penalty method for a finite-dimensional nonlinear complementarity problem (NCP) arising from the discretization of the infinite-dimensional free boundary/obstacle problem governing the valuation of American options under transaction costs. In this method, the NCP is approximated by a system of nonlinear equations containing a power penalty term. We show that the mapping involved in the system is continuous and strongly monotone. Thus, the unique solvability of both the NCP and the penalty equation and the exponential convergence of the solution to the penalty equation to that of the NCP are guaranteed by an existing theory. Numerical results will be presented to demonstrate the convergence rates and usefulness of this penalty method. 2015 Journal Article http://hdl.handle.net/20.500.11937/46891 10.1016/j.amc.2014.11.060 Elsevier restricted
spellingShingle American option pricing
Convergence
Nonlinear Black–Scholes operator
Nonlinear complementarity problem
Penalty method
Obstacle problem
Lesmana, D.
Wang, Song
Penalty approach to a nonlinear obstacle problem governing American put option valuation under transaction costs
title Penalty approach to a nonlinear obstacle problem governing American put option valuation under transaction costs
title_full Penalty approach to a nonlinear obstacle problem governing American put option valuation under transaction costs
title_fullStr Penalty approach to a nonlinear obstacle problem governing American put option valuation under transaction costs
title_full_unstemmed Penalty approach to a nonlinear obstacle problem governing American put option valuation under transaction costs
title_short Penalty approach to a nonlinear obstacle problem governing American put option valuation under transaction costs
title_sort penalty approach to a nonlinear obstacle problem governing american put option valuation under transaction costs
topic American option pricing
Convergence
Nonlinear Black–Scholes operator
Nonlinear complementarity problem
Penalty method
Obstacle problem
url http://hdl.handle.net/20.500.11937/46891