Computation of the implied discount rate and volatility for an overdefined system using stochastic optimization

This paper studies estimation of the implied volatility and the impact of the choice of the corresponding risk-free rate proxy. We suggest to analyse the implied volatility and the risk-free rate proxy inferred in conjunction with the observed option prices. We formulate and solve an overdefined sys...

Full description

Bibliographic Details
Main Authors: Hin, L., Dokuchaev, Nikolai
Format: Journal Article
Published: Oxford University Press 2015
Subjects:
Online Access:http://hdl.handle.net/20.500.11937/45001
_version_ 1848757160475885568
author Hin, L.
Dokuchaev, Nikolai
author_facet Hin, L.
Dokuchaev, Nikolai
author_sort Hin, L.
building Curtin Institutional Repository
collection Online Access
description This paper studies estimation of the implied volatility and the impact of the choice of the corresponding risk-free rate proxy. We suggest to analyse the implied volatility and the risk-free rate proxy inferred in conjunction with the observed option prices. We formulate and solve an overdefined system of non-linear equations for the Black–Scholes model using options data. More precisely, we seek an optimal approximate solution via differential evolution, a stochastic optimization technique. Some experiments with historical prices reveal a higher inferred risk-free rate than commonly used proxies. This leads to narrower volatility spread, or smaller difference between implied and realized volatilities.
first_indexed 2025-11-14T09:23:41Z
format Journal Article
id curtin-20.500.11937-45001
institution Curtin University Malaysia
institution_category Local University
last_indexed 2025-11-14T09:23:41Z
publishDate 2015
publisher Oxford University Press
recordtype eprints
repository_type Digital Repository
spelling curtin-20.500.11937-450012019-02-19T05:35:13Z Computation of the implied discount rate and volatility for an overdefined system using stochastic optimization Hin, L. Dokuchaev, Nikolai risk-free rate optimization Implied volatility This paper studies estimation of the implied volatility and the impact of the choice of the corresponding risk-free rate proxy. We suggest to analyse the implied volatility and the risk-free rate proxy inferred in conjunction with the observed option prices. We formulate and solve an overdefined system of non-linear equations for the Black–Scholes model using options data. More precisely, we seek an optimal approximate solution via differential evolution, a stochastic optimization technique. Some experiments with historical prices reveal a higher inferred risk-free rate than commonly used proxies. This leads to narrower volatility spread, or smaller difference between implied and realized volatilities. 2015 Journal Article http://hdl.handle.net/20.500.11937/45001 10.1093/imaman/dpv007 Oxford University Press fulltext
spellingShingle risk-free rate
optimization
Implied volatility
Hin, L.
Dokuchaev, Nikolai
Computation of the implied discount rate and volatility for an overdefined system using stochastic optimization
title Computation of the implied discount rate and volatility for an overdefined system using stochastic optimization
title_full Computation of the implied discount rate and volatility for an overdefined system using stochastic optimization
title_fullStr Computation of the implied discount rate and volatility for an overdefined system using stochastic optimization
title_full_unstemmed Computation of the implied discount rate and volatility for an overdefined system using stochastic optimization
title_short Computation of the implied discount rate and volatility for an overdefined system using stochastic optimization
title_sort computation of the implied discount rate and volatility for an overdefined system using stochastic optimization
topic risk-free rate
optimization
Implied volatility
url http://hdl.handle.net/20.500.11937/45001