A game theory model of regulatory response to insider trading

We develop a model which can help in explaining the evolving regulatory regime around insider trading. We form a simple sequential game-theoretical model of insider trading transactions and, utilizing Monte Carlo simulation to determine equilibrium, we show that costly investigations and low penalti...

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Main Authors: Smales, Lee, Thul, M.
Format: Journal Article
Published: Routledge 2016
Online Access:http://hdl.handle.net/20.500.11937/31859
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author Smales, Lee
Thul, M.
author_facet Smales, Lee
Thul, M.
author_sort Smales, Lee
building Curtin Institutional Repository
collection Online Access
description We develop a model which can help in explaining the evolving regulatory regime around insider trading. We form a simple sequential game-theoretical model of insider trading transactions and, utilizing Monte Carlo simulation to determine equilibrium, we show that costly investigations and low penalties incentivize traders to engage in illegal transactions. While the model helps to explain stiffer action by regulatory bodies, the question remains as to whether the elevated penalty levels are sufficient to prevent further insider trading.
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institution Curtin University Malaysia
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publishDate 2016
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spelling curtin-20.500.11937-318592018-01-04T03:16:35Z A game theory model of regulatory response to insider trading Smales, Lee Thul, M. We develop a model which can help in explaining the evolving regulatory regime around insider trading. We form a simple sequential game-theoretical model of insider trading transactions and, utilizing Monte Carlo simulation to determine equilibrium, we show that costly investigations and low penalties incentivize traders to engage in illegal transactions. While the model helps to explain stiffer action by regulatory bodies, the question remains as to whether the elevated penalty levels are sufficient to prevent further insider trading. 2016 Journal Article http://hdl.handle.net/20.500.11937/31859 10.1080/13504851.2016.1200179 Routledge fulltext
spellingShingle Smales, Lee
Thul, M.
A game theory model of regulatory response to insider trading
title A game theory model of regulatory response to insider trading
title_full A game theory model of regulatory response to insider trading
title_fullStr A game theory model of regulatory response to insider trading
title_full_unstemmed A game theory model of regulatory response to insider trading
title_short A game theory model of regulatory response to insider trading
title_sort game theory model of regulatory response to insider trading
url http://hdl.handle.net/20.500.11937/31859