Short rate forecasting based on the inference from the CIR model for multiple yield curve dynamics

In this paper, we propose a strategy to extract the information on the market participants’ expectation of the future short rate from the cross-sectional zero coupon bond prices. In line with the current market practice of building different yield curves for different tenors, we construct multiple o...

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Main Authors: Hin, L., Dokuchaev, Nikolai
Format: Journal Article
Published: World Scientific Publishing Co. 2016
Subjects:
Online Access:http://hdl.handle.net/20.500.11937/15379
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author Hin, L.
Dokuchaev, Nikolai
author_facet Hin, L.
Dokuchaev, Nikolai
author_sort Hin, L.
building Curtin Institutional Repository
collection Online Access
description In this paper, we propose a strategy to extract the information on the market participants’ expectation of the future short rate from the cross-sectional zero coupon bond prices. In line with the current market practice of building different yield curves for different tenors, we construct multiple one-factor short rate processes to pin down the salient features of the yield curve at different tenors. We represent this information in the form of the Cox–Ingersoll–Ross model implied parameters, and show that this information can be used to forecast the future short rate. This approach of representing the information on the market participants’ consensus in the form of implied model parameters and using these implied parameters for forecasting purposes resembles the approach of representing the market expectation of the underlying asset volatility reflected by stock option prices in the form of implied volatility, and using it to forecast the realized volatility. We illustrate the implementation of this method using historical US STRIPS prices and effective Federal Funds rate.
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institution Curtin University Malaysia
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last_indexed 2025-11-14T07:12:01Z
publishDate 2016
publisher World Scientific Publishing Co.
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spelling curtin-20.500.11937-153792019-02-19T04:26:59Z Short rate forecasting based on the inference from the CIR model for multiple yield curve dynamics Hin, L. Dokuchaev, Nikolai optimization CIR spot rate model interest rates In this paper, we propose a strategy to extract the information on the market participants’ expectation of the future short rate from the cross-sectional zero coupon bond prices. In line with the current market practice of building different yield curves for different tenors, we construct multiple one-factor short rate processes to pin down the salient features of the yield curve at different tenors. We represent this information in the form of the Cox–Ingersoll–Ross model implied parameters, and show that this information can be used to forecast the future short rate. This approach of representing the information on the market participants’ consensus in the form of implied model parameters and using these implied parameters for forecasting purposes resembles the approach of representing the market expectation of the underlying asset volatility reflected by stock option prices in the form of implied volatility, and using it to forecast the realized volatility. We illustrate the implementation of this method using historical US STRIPS prices and effective Federal Funds rate. 2016 Journal Article http://hdl.handle.net/20.500.11937/15379 10.1142/S2010495216500044 World Scientific Publishing Co. fulltext
spellingShingle optimization
CIR spot rate model
interest rates
Hin, L.
Dokuchaev, Nikolai
Short rate forecasting based on the inference from the CIR model for multiple yield curve dynamics
title Short rate forecasting based on the inference from the CIR model for multiple yield curve dynamics
title_full Short rate forecasting based on the inference from the CIR model for multiple yield curve dynamics
title_fullStr Short rate forecasting based on the inference from the CIR model for multiple yield curve dynamics
title_full_unstemmed Short rate forecasting based on the inference from the CIR model for multiple yield curve dynamics
title_short Short rate forecasting based on the inference from the CIR model for multiple yield curve dynamics
title_sort short rate forecasting based on the inference from the cir model for multiple yield curve dynamics
topic optimization
CIR spot rate model
interest rates
url http://hdl.handle.net/20.500.11937/15379